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IEC Chairman and SFC executives explained various topical issues regarding stock investment and shareholders' rights in the RTHK radio interviews. Below are the topics.

  • How "warehousing of shares" can be susceptible to market misconduct
    Ms Julia Leung, Executive Director, Intermediaries, SFC
  • Shareholders' voting rights
    Dr Kelvin Wong, Chairman, IEC
  • Potential impact of highly dilutive fundraising activities
    Mr Brian Ho, Executive Director, Corporate Finance, SFC
  • Be alert to high concentration of shareholding and cross shareholding
    Dr Kelvin Wong, Chairman, IEC

The audio clips which can be accessed from this section are provided by courtesy of RTHK.

Hot topics of finance and investing (in Cantonese)

16 November 2017